... This paper provides an up-to-date critical survey of still- and video-based face recognition research. There are two underlying motivations for us to write this survey paper: the first is to provide an up-to-date review of the existing literature, and the second is to offer some insights into the studies of machine recognition of faces. To provide a comprehensive survey, we not only categorize existing recognition techniques but also present detailed descriptions of representative methods within each category. In addition,

We built an anatomically accurate model of facial musculature, passive tissue and underlying skeletal structure using volumetric data acquired from a living male subject. The tissues are endowed with a highly nonlinear constitutive model including controllable anisotropic muscle activations based on fiber directions. Detailed models of this sort can be difficult to animate requiring complex coordinated stimulation of the underlying musculature. We propose a solution to this problem automatically determining muscle activations that track a sparse set of surface landmarks, e.g. acquired from motion capture marker data. Since the resulting animation is obtained via a three dimensional nonlinear finite element method, we obtain visually plausible and anatomically correct deformations with spatial and temporal coherence that provides robustness against outliers in the motion capture data. Moreover, the obtained muscle activations can be used in a robust simulation framework including contact and collision of the face with external objects.

This survey focuses on recognition performed by matching models of the three-dimensional shape of the face, either alone or in combination with matching corresponding two-dimensional intensity images. Research trends to date are summarized, and challenges confronting the development of more accurate three-dimensional face recognition are identified. These challenges include the need for better sensors, improved recognition algorithms, and more rigorous experimental methodology.

In many automatic face recognition applications, a set of a person's face images is available rather than a single image. In this paper, we describe a novel method for face recognition using image sets. We propose a flexible, semiparametric model for learning probability densities confined to highly non-linear but intrinsically low-dimensional manifolds. The model leads to a statistical formulation of the recognition problem in terms of minimizing the divergence between densities estimated on these manifolds. The proposed method is evaluated on a large data set, acquired in realistic imaging conditions with severe illumination variation. Our algorithm is shown to match the best and outperform other state-of-the-art algorithms in the literature, achieving 94% recognition rate on average.

The performance of face recognition systems that use two-dimensional images depends on factors such as lighting and subject’s pose. We are developing a face recognition system that utilizes three-dimensional shape information to make the system more robust to arbitrary pose and lighting. For each subject, a 3D face model is constructed by integrating several 2.5D face scans which are captured from different views. 2.5D is a simplified 3D (x, y, z) surface representation that contains at most one depth value (z direction) for every point in the (x, y) plane. Two different modalities provided by the facial scan, namely, shape and texture, are utilized and integrated for face matching. The recognition engine consists of two components, surface matching and appearance-based matching. The surface matching component is based on a modified Iterative Closest Point (ICP) algorithm. The candidate list from the gallery used for appearance matching is dynamically generated based on the output of the surface matching component, which reduces the complexity of the appearance-based matching stage. Three-dimensional models in the gallery are used to synthesize new appearance samples with pose and illumination variations and the synthesized face images are used in discriminant subspace analysis. The weighted sum rule is applied to combine the scores given by the two matching components. Experimental results are given for matching a database of 200 3D face models with 598 2.5D independent test scans acquired under different pose and some lighting and expression changes. These results show the feasibility of the proposed matching scheme.

This paper presents a novel Gabor-based kernel Principal Component Analysis (PCA) method by integrating the Gabor wavelet representation of face images and the kernel PCA method for face recognition. Gabor wavelets first derive desirable facial features characterized by spatial frequency, spatial locality, and orientation selectivity to cope with the variations due to illumination and facial expression changes. The kernel PCA method is then extended to include fractional power polynomial models for enhanced face recognition performance. A fractional power polynomial, however, does not necessarily define a kernel function, as it might not define a positive semi-definite Gram matrix. Note that the sigmoid kernels, one of the three classes of widely used kernel functions (polynomial kernels, Gaussian kernels, and sigmoid kernels), do not actually define a positive semi-definite Gram matrix, either. Nevertheless, the sigmoid kernels have been successfully used in practice, such as in building support vector machines. In order to derive real kernel PCA features, we apply only those kernel PCA eigenvectors that are associated with positive eigenvalues. The feasibility of the Gabor-based kernel PCA method with fractional power polynomial models has been successfully tested on both frontal and pose-angled face recognition, using two data sets from the FERET database and the CMU PIE database, respectively. The FERET data set contains 600 frontal face images of 200 subjects, while the PIE data set consists of 680 images across 5 poses (left and right profiles, left and right half profiles, and frontal view) with 2 different facial expressions (neutral and smiling) of 68 subjects. The effectiveness of the Gaborbased Chengjun Liu is with the Department of Computer Science, New J...

Abstract—Human faces undergo considerable amounts of variations with aging. While face recognition systems have been proven to be sensitive to factors such as illumination and pose, their sensitivity to facial aging effects is yet to be studied. How does age progression affect the similarity between a pair of face images of an individual? What is the confidence associated with establishing the identity between a pair of age separated face images? In this paper, we develop a Bayesian age difference classifier that classifies face images of individuals based on age differences and performs face verification across age progression. Further, we study the similarity of faces across age progression. Since age separated face images invariably differ in illumination and pose, we propose preprocessing methods for minimizing such variations. Experimental results using a database comprising of pairs of face images that were retrieved from the passports of 465 individuals are presented. The verification system for faces separated by as many as nine years, attains an equal error rate of 8.5%. Index Terms—Age progression, face recognition, face verification, probabilistic eigenspaces, similarity measure. I.

This paper presents a method for face recognition across large changes in viewpoint. Our method is based on a Morphable Model of 3D faces that represents face-specific information extracted from a dataset of 3D scans. For non-frontal face recognition in 2D still images, the Morphable Model can be incorporated in two different approaches: In the first, it serves as a preprocessing step by estimating the 3D shape of novel faces from the non-frontal input images, and generating frontal views of the reconstructed faces at a standard illumination using 3D computer graphics. The transformed images are then fed into stateof-the-art face recognition systems that are optimized for frontal views. This method was shown to be extremely effective in the Face Recognition Vendor Test FRVT 2002. In the process of estimating the 3D shape of a face from an image, a set of model coefficients are estimated. In the second method, face recognition is performed directly from these coefficients. In this paper we explain the algorithm used to preprocess the images in FRVT 2002, present additional FRVT 2002 results, and compare these results to recognition from the model coefficients. 1.

The performance of face recognition systems that use twodimensional (2D) images is dependent on consistent conditions such as lighting, pose and facial expression. We are developing a multi-view face recognition system that utilizes three-dimensional (3D) information about the face to make the system more robust to these variations. This paper describes a procedure for constructing a database of 3D face models and matching this database to 2.5D face scans which are captured from different views, using coordinate system invariant properties of the facial surface. 2.5D is a simplified 3D (x, y, z) surface representation that contains at most one depth value (z direction) for every point in the (x, y) plane. A robust similarity metric is defined for matching, based on an Iterative Closest Point (ICP) registration process. Results are given for matching a database of 18 3D face models with 113 2.5D face scans.

In this paper, we propose a face reconstruction technique that produces models that not only look good when texture mapped, but are also metrically accurate. Our method is designed to work with short uncalibrated video or movie sequences, even when the lighting is poor resulting in specularities and shadows that complicate the algorithm’s task. Our approach relies on optimizing the shape parameters of a sophisticated PCA based model given pairwise image correspondences as input. All that is required is enough relative motion between camera and subject so that we can derive structure from motion. By matching the results against laser scanning data, we will show that its precision is excellent and can be predicted as a function of the number and quality of the correspondences. This is important if one wishes to obtain the appropriate compromise between processing speed and quality of the results. Furthermore, our method is in fact not specific to faces and could equally be applied to any shape for which a shape model controlled with relatively small number of parameters exists. 1